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Amy G. Kopleton

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Jersey Shore Financial Advisors Fined $800K, Licenses Revoked: AG Jersey Shore Financial Advisors Fined $800K, Licenses Revoked: AG
Jersey Shore Financial Advisors Fined $800K, Licenses Revoked: AG A Monmouth County investment firm has been fined $800,000 for hiring an unregistered financial advisor, New Jersey authorities said. The advisor had been barred from the securities industry, according to Acting Attorney General Matthew J. Platkin. The New Jersey Bureau of Securities took further action against the Atlantic Highlands investment firm by revoking its registrations, Plotkin said. Acting Bureau Chief Amy G. Kopleton found that Steven Gluckstein and his advisory firm, Seaview Global Advisors LLC, employed Anthony Calascione from approximately 2017 through 2021, and allowed him t…

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by Jon Craig
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NJ: Elderly Siblings With 8th-Grade Educations Swindled In $500,000 Investment Scam NJ: Elderly Siblings With 8th-Grade Educations Swindled In $500,000 Investment Scam
NJ: Elderly Siblings With 8th-Grade Educations Swindled In $500,000 Investment Scam A former investment adviser swindled four elderly New Jersey customers out of $529,780 that he used for gambling, meals and car payments, state authorities said. Three of the victims conned by Mario E. Rivero, Jr. were elderly siblings who had eighth-grade educations, couldn't speak or read English and had "diminished capacity," Acting New Jersey Attorney General Matthew J. Platkin said on Monday, March 14. Rivero -- who'd known the siblings for more than 10 years before becoming their financial professional -- told them and others that their money "would be invested in his mother's and fr…

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by Jerry DeMarco