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LPL Financial

Police & Fire
Denville Financial Advisor Killed In NY Motorcycle Crash Denville Financial Advisor Killed In NY Motorcycle Crash
Denville Financial Advisor Killed In NY Motorcycle Crash Authorities have released more information about a fatal crash on a busy New York road that left a New Jersey man dead. Peter Leist, 62, of Denville, NJ was heading west on Route 301 in Carmel, NY, when he crossed over the double yellow lines to pass a few vehicles and collided head-on with a small bus, around 2:10 p.m. Friday, May 31, the Putnam County Sheriff's Office said. Leist was pronounced dead at the scene and Route 301 was closed for around three hours for the investigation. Leist was the president of his own financial advisory company, Leist Financial Group. The website says he b…

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by Ben Crnic & Cecilia Levine
Police & Fire
NJ Broker Loses Registration, Fined $150G For Going Rogue With Hudson Valley Tequila Startup NJ Broker Loses Registration, Fined $150G For Going Rogue With Hudson Valley Tequila Startup
NJ Broker Loses Registration, Fined $150G For Going Rogue With Hudson Valley Tequila Startup A former New Jersey broker-dealer agent from Rockland County had his registration revoked and was fined $150,000 for steering clients to a Hudson Valley tequila startup whose founder went to federal prison. Michael W. Mandel of Suffern sold the securities in the form of ownership interests in "6 Degree Tequila" via unauthorized private transactions, state Attorney General Matthew J. Platkin said.  Records show Mandel was working at the time as an agent and investment adviser representative for two New Jersey broker-dealers -- Royal Alliance Associates in Old Tappan and, later, LPL Fina…

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by Jerry DeMarco