Tag:

Securities Fraud

Alleged $1.3M Scheme: Kubient CEO Accused Of Accounting Fraud, Misleading Investors Alleged $1.3M Scheme: Kubient CEO Accused Of Accounting Fraud, Misleading Investors
Alleged $1.3M Scheme: Kubient CEO Accused Of Accounting Fraud, Misleading Investors A New York resident who was the chief executive officer of digital…
'Cherry-Picking' Fraud: Greenwich Wealth Manager Sentenced For Stealing $2.7M From 45 Clients 'Cherry-Picking' Fraud: Greenwich Wealth Manager Sentenced For Stealing $2.7M From 45 Clients
'Cherry-Picking' Fraud: Greenwich Wealth Manager Sentenced For Stealing $2.7M From 45 Clients A Connecticut investment advisor was sentenced for…
$1B Scheme: Pair Of CEOs, Including NY Man, Defrauded 10K Investors, Jury Finds $1B Scheme: Pair Of CEOs, Including NY Man, Defrauded 10K Investors, Jury Finds
$1B Scheme: Pair Of CEOs, Including NY Man, Defrauded 10K Investors, Jury Finds A New York resident was one of two CEOs convicted in federal court of a…
$185M Scheme: NY Trio Nabbed For Defrauding 1,400 Investors, Feds Say $185M Scheme: NY Trio Nabbed For Defrauding 1,400 Investors, Feds Say
$185M Scheme: NY Trio Nabbed For Defrauding 1,400 Investors, Feds Say Three New York men have been charged in connection with a $185 million fraud…
$2.7M Scheme: Greenwich Investment Advisor Admits Defrauding Dozens Of Clients $2.7M Scheme: Greenwich Investment Advisor Admits Defrauding Dozens Of Clients
$2.7M Scheme: Greenwich Investment Advisor Admits Defrauding Dozens Of Clients An investment advisor based in Fairfield County has admitted to…
$30M Insider Trading Case: New England Police Chief Profited From Merger Info, Feds Say $30M Insider Trading Case: New England Police Chief Profited From Merger Info, Feds Say
$30M Insider Trading Case: New England Police Chief Profited From Merger Info, Feds Say Four men from New York and Massachusetts, including a police…
Westchester Man, Partner Sentenced For Roles In $1M Ponzi Scheme Westchester Man, Partner Sentenced For Roles In $1M Ponzi Scheme
Westchester Man, Partner Sentenced For Roles In $1M Ponzi Scheme A Westchester County man and his business partner have been sentenced for their…
COVID-19: Health Care Company CEO From Fairfield County Indicted In $116M Test Scam COVID-19: Health Care Company CEO From Fairfield County Indicted In $116M Test Scam
Covid-19: Health Care Company CEO From Fairfield County Indicted In $116M Test Scam The former CEO of a New York-based health care company from…
Fairfield County Man Charged In Connection With Multi-Billion Dollar Scheme Fairfield County Man Charged In Connection With Multi-Billion Dollar Scheme
Fairfield County Man Charged In Connection With Multi-Billion Dollar Scheme Federal officials announced that four have been arrested and charged for their…
Ex-CEO From Fairfield County Sentenced For $58 Million Fraud Ex-CEO From Fairfield County Sentenced For $58 Million Fraud
Ex-ceo From Fairfield County Sentenced For $58 Million Fraud The founder and former chief executive officer of a private equity investment firm in the…
NY Man Charged With $8 Million Insider Trading Scheme NY Man Charged With $8 Million Insider Trading Scheme
NY Man Charged With $8 Million Insider Trading Scheme A New York man is facing charges for his role in a multi-million dollar insider trading scheme that…
Owner, CEO Of Manhattan Investment Fund Among Trio Indicted For $1.8B Ponzi-Like Scheme Owner, CEO Of Manhattan Investment Fund Among Trio Indicted For $1.8B Ponzi-Like Scheme
Owner, CEO Of Manhattan Investment Fund Among Trio Indicted For $1.8B Ponzi-Like Scheme A man who was the head of a Manhattan investment fund…
Former CEO From Fairfield County Charged With Securities Fraud Former CEO From Fairfield County Charged With Securities Fraud
Former CEO From Fairfield County Charged With Securities Fraud A Fairfield County man has been arrested for alleged securities fraud in which he stole…